ENAE INTERNATIONAL BUSINESS SCHOOL
CENTRO ADSCRITO A LA UNIVERSIDAD DE MURCIA Y A LA UNIVERSIDAD POLITÉCNICA DE CARTAGENA
Course in

COMPLIANCE RISKS

Area
Riesgos
Modality
Blended
Duration

75 horas

Start date

Compliance risk is the potential for a business to incur legal penalties, financial losses, or reputational damage due to failure to comply with laws, regulations, or internal policies. This course provides participants with a comprehensive understanding of compliance risk, its impact on organizations, and the strategies needed to effectively manage and mitigate these risks.

Through in-depth analysis of global regulatory frameworks, legal requirements, and industry-specific standards, participants will learn to identify, assess, and address compliance risks within their organizations. The course will cover compliance management systems, ethical decision-making processes, and the role of compliance officers in ensuring that businesses remain within legal and regulatory boundaries.

Discover the key modules and concepts

Introduction to Compliance Risk

  • Definition and understanding of compliance risk.
  • Key regulations and standards influencing compliance across industries (e.g., GDPR, SOX, AML).
  • Identifying the sources and potential impact of compliance risk on business operations.

Regulatory Frameworks and Compliance Standards

  • Global regulatory environments and frameworks (e.g., EU, US, APAC).
  • Industry-specific compliance standards and their relevance (e.g., healthcare, finance).
  • Understanding the relationship between compliance risk and legal obligations.

Compliance Risk Assessment and Management

  • Methods for identifying, assessing, and quantifying compliance risks.
  • Developing and implementing compliance risk management frameworks.
  • Risk prioritization: understanding risk appetite and risk tolerance in compliance contexts.

Managing Compliance Risk in Practice

  • Building and maintaining an effective compliance management system.
  • The role of technology in compliance risk management: compliance software, automation, and AI.
  • Responding to compliance breaches: investigation, resolution, and prevention.
Área
Riesgos
Edition
Modality
Blended
Start date
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If you prefer, you can contact our advisor Arantxa García.
You can do this by calling +34 968456793
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